Page 24 - BusinessWest 2023 Book of Lists

FINANCIAL SERVICES/BROKERAGE FIRMS RANKED BY NUMBER OF LICENSED BROKERS IN WESTERN MASS.
COMPANY
LICENSED BROKERS IN W.MASS.
10
BRANCH MANAGER
SERVICES
10
8
7
7
5
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11 GAGE-WILEY & CO. INC.
120 King St., Northampton, MA 01060 (413) 584-9121; www.gagewiley.com
11 STIFEL
1699 King St., Suite 401, Enfield, CT 06082 (413) 565-8100; www.stifel.com
PV FINANCIAL GROUP
14 535 East St., Ludlow, MA 01056; (413) 589-1500
1252 Elm St., Suite 28, West Springfield, MA 01089; (413) 363-9265 www.pvfinancial.com
15 WELLS FARGO ADVISORS
1350 Main St., Springfield, MA 01103
(413) 788-6111; www.wellsfargoadvisors.com
15 WEST BRANCH CAPITAL LLC
9 Research Dr., Suite 1, Amherst, MA 01004 (413) 256-1225; www.westbranchcapital.com
17 DOWD FINANCIAL SERVICES
14 Bobala Road, Holyoke, MA 01040 (413) 538-7444; www.dowd.com
17 HART PATTERSON FINANCIAL GROUP
19 Research Dr., Amherst, MA 01002; (413) 253-9454 www.hartpatterson.com
17 THE NATHAN AGENCIES/AMHERST FINANCIAL SERVICES 20 Gatehouse Road, Amherst, MA 01002
(413) 253-5555; www.nathanagencies.com
17 THE WEALTH TECHNOLOGY GROUP
130 Southampton Road, Westfield, MA 01085 (800) 266-6793; www.wealthtechnology.com
21 RENAISSANCE INVESTMENT GROUP, LLC 45 Walker St., Suite 1-A, Lenox, MA 01240 (413) 445-2481; www.rigllc.com
Christopher Milne
William Hadden III
Edward Sokolowski
Karen Donolly
Ayaz Mahmud
Jon Lumbra
Vikki Lenhart
Christian Sulmasy
Gary Thomas
Trevor Forbes
Comprehensive wealth management; independent brokerage and investment-advisory services; retirement, estate, and financial planning; life and long-term-care insurance
National, regional broker dealer; full-service investment advice; 400 offices worldwide
Independent financial services, wealth management and consulting firm; retirement planning; stock and bond trading; mutual funds; real-estate investment trusts; alternative investments; fixed and variable annuities; 401(k) plans and rollovers; 403(b) plans; Roth and traditional IRAs; rollovers from qualified plans; insurance (life, home, casualty, long-term care); estate-planning services
Full-service brokerage firm; stocks, bonds, annuities, mutual funds, and insurance products; fee-based advisory accounts and financial planning
Fee-only, SEC-registered investment advisers; fiduciary; retirement and financial planners
Employee benefits (group health, dental, disability, and life); 401(k) (multi-vendor platforms); buy-sell funding; non-qualified key-executive deferred compensation; for individuals: investment-advisory and brokerage services; annuities and insurance; wealth and estate planning; long-term care
Investment management; retirement planning; insurance; charitable planning
Comprehensive financial and retirement planning; wealth management and investments including ESG and SRI; life, disability, long-term-care, and health insurance; college savings
Specializes in helping clients implement tax and investment strategies for their secure retirement, asset protection, and legacy planning; Gary Thomas is a tax lawyer and an independent financial advisor who maintains a fiduciary standard
SEC-registered independent investment advisory firm; highly personalized investment and financial counseling to individuals, families, foundations, endowments, and executive pension plans; investment in individual equities and bonds; customized portfolios (ESG/SRI options available); estate and tax planning; comprehensive wealth-management services
JOE MALMBORG
Principal Financial Advisor 413.297.6074
“The two most important days in your life are the day you were born and the day you find out why.”
-Mark Twain
Every time we help a client feel more comfortable about their retirement, we know why we were born.
Call us...
We’ll make you comfortable with your retirement planning!
131 Wayside Avenue West Springfield, Ma 01089
413.297.6074 | WWW.MALMBORGWEALTH.COM
Securities and Advisory Services offered through Commonwealth Financial Network. Member FINRA, SIPC, A Registered Investment Adviser
22 2023 BOOK OF LISTS << FINANCIAL SERVICES >>
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