Page 24 - BusinessWest 2024 Book of Lists

FINANCIAL SERVICES/BROKERAGE FIRMS RANKED BY NUMBER OF LICENSED BROKERS IN WESTERN MASS.
COMPANY
LICENSED BROKERS IN W.MASS.
72
35
BRANCH MANAGER
SERVICES
28
22
20
20
20
20
13
11
10
10
10
8
7
7
5
5
5
5
4
3
3
3
CHARTER OAK FINANCIAL
330 Whitney Ave., Suite 600, Holyoke, MA 01040 (413) 539-2000; www.charteroakfinancial.com
NORTHWESTERN MUTUAL / THE PIZZUTI GROUP
2
3
4
5
5
5
5
9
10 CHASE,CLARK,STEWARTANDFONTANA 101 State St., 8th Floor, Springfield, MA 01102 (413) 788-4531; www.chaseins.com
11 FOLEY CONNELLY FINANCIAL PARTNERS 37 Elm St., West Springfield, MA 01089 (413) 214-7474; www.foleyconnelly.com
11 GAGE-WILEY & CO. INC.
120 King St., Northampton, MA 01060 (413) 584-9121; www.gagewiley.com
11 STIFEL
1699 King St., Suite 401, Enfield, CT 06082 (413) 565-8100; www.stifel.com
PV FINANCIAL GROUP
14 535 East St., Ludlow, MA 01056; (413) 589-1500
1252 Elm St., Suite 28, West Springfield, MA 01089; (413) 363-9265 www.pvfinancial.com
15 WELLS FARGO ADVISORS
1350 Main St., Springfield, MA 01103
(413) 788-6111; www.wellsfargoadvisors.com
15 WEST BRANCH CAPITAL LLC
9 Research Dr., Suite 1, Amherst, MA 01004 (413) 256-1225; www.westbranchcapital.com
17 DOWD FINANCIAL SERVICES
14 Bobala Road, Holyoke, MA 01040 (413) 538-7444; www.dowd.com
17 HART PATTERSON FINANCIAL GROUP
19 Research Dr., Amherst, MA 01002; (413) 253-9454 www.hartpatterson.com
17 THE NATHAN AGENCIES/AMHERST FINANCIAL SERVICES 20 Gatehouse Road, Amherst, MA 01002
(413) 253-5555; www.nathanagencies.com
17 THE WEALTH TECHNOLOGY GROUP
130 Southampton Road, Westfield, MA 01085 (800) 266-6793; www.wealthtechnology.com
21 RENAISSANCE INVESTMENT GROUP, LLC 45 Walker St., Suite 1-A, Lenox, MA 01240 (413) 445-2481; www.rigllc.com
22 BERKSHIREBANCINVESTMENTSERVICES
66 West St., Pittsfield, MA 01201
(413) 236-3166; www.berkshirebancinvestment.com
22 CURRANANDKEEGANFINANCIAL 104 Middle St., Hadley, MA 01035
(413) 570-4188; www.currankeegan.com
22 THEJAMROGGROUP
330 Whitney Ave., Suite 620, Holyoke, MA 01040 (413) 539-2000; www.jamrog.group
Risk management (including life insurance, disability income insurance, and long-term-care insurance); business planning and protection; retirement planning and investments; fee-based financial planning
Private client services; brokerage services; advisory services; annuities; life insurance; disability income; long-term care; employee benefits; local offices in Greenfield, Northampton, Springfield, and Hartford
Life insurance; short- and long-term disability; insurance; annuities; investments; workplace financial education; long-term care insurance; personal lines property and casualty insurance
Brokerage; personal credit; insurance; home-financing, trust, and business-financing services; retirement and group employee benefits; investment management; financial planning
Brokerage and investment-advisory services; financial and wealth planning; credit and lending; cash management; annuities and insurance; retirement; trust
Financial guidance; investment planning; retirement planning; income planning; managed portfolios; annuities; life insurance; long-term care
Full-service investment management; financial, estate, and succession planning; wealth management
Full-service brokerage firm catering to ultra-high-net-worth and high-net-worth individuals; providing wealth management starting with plan
Full-service investment management; financial planning; advisory services
Personal; commercial; life; financial services; retirement planning; employee benefits
Financial, retirement, and estate planning; investments and insurance; employee benefits; home, auto, and business insurance
Comprehensive wealth management; independent brokerage and investment-advisory services; retirement, estate, and financial planning; life and long-term-care insurance
National, regional broker dealer; full-service investment advice; 400 offices worldwide
Independent financial services, wealth management and consulting firm; retirement planning; stock and bond trading; mutual funds; real-estate investment trusts; alternative investments; fixed and variable annuities; 401(k) plans and rollovers; 403(b) plans; Roth and traditional IRAs; rollovers from qualified plans; insurance (life, home, casualty, long-term care); estate-planning services
Full-service brokerage firm; stocks, bonds, annuities, mutual funds, and insurance products; fee-based advisory accounts and financial planning
Fee-only, SEC-registered investment advisers; fiduciary; retirement and financial planners
Employee benefits (group health, dental, disability, and life); 401(k) (multi-vendor platforms); buy-sell funding; non-qualified key-executive deferred compensation; for individuals: investment-advisory and brokerage services; annuities and insurance; wealth and estate planning; long-term care
Investment management; retirement planning; insurance; charitable planning
Comprehensive financial and retirement planning; wealth management and investments including ESG and SRI; life, disability, long-term-care, and health insurance; college savings
Specializes in helping clients implement tax and investment strategies for their secure retirement, asset protection, and legacy planning; Gary Thomas is a tax lawyer and an independent financial advisor who maintains a fiduciary standard
SEC-registered independent investment advisory firm; highly personalized investment and financial counseling to individuals, families, foundations, endowments, and executive pension plans; investment in individual equities and bonds; customized portfolios (ESG/SRI options available); estate and tax planning; comprehensive wealth-management services
Stocks; bonds; wealth management; managed money; insurance; annuities; college planning; long-term insurance; 401 (k); financial planning
Independent financial guidance and planning
Fee-based financial planning; wealth management: IRA, 401(k), trust, college funds, and taxable portfolios; portfolio analysis and asset-allocation recommendations; disability income, life and long- term-care insurance analysis; estate and tax strategies; college funding strategies and 529 savings plan recommendations; retirement-income planning; employee-benefit analysis
1
Brendan Naughton
Corey Caron
Robert Cosenza
James Capella
John Carty
Mary Couture
Michael Matty
Gabriel D’Amica
Mark Teed
Raymond Lukas
Brian Foley
Christopher Milne
William Hadden III
Edward Sokolowski
Karen Donolly
Ayaz Mahmud
Jon Lumbra
Vikki Lenhart
Christian Sulmasy
Gary Thomas
Trevor Forbes
Kevin O’Donnell
KarenCurran Molly Keegan
Amy Jamrog
20 Church St., Suite 710, West Hartford, CT 06107 (860) 724-4288; www.downtownhartfordnm.com
BAYSTATE FINANCIAL
330 Whitney Ave., Suite 610, Holyoke, MA 01040 (413) 322-1147; www.baystatefinancial.com
MERRILL LYNCH
One Monarch Place, Suite 2300, Springfield, MA 01144 (413) 747-6900; www.fa.ml.com
MORGAN STANLEY
1500 Main St., 19th Floor, Springfield, MA 01115 (413) 734-7311; www.morganstanley.com
PEOPLE’S SECURITIES INC., A SUBSIDIARY OF PEOPLE’S UNITED BANK
1391 Main St., 3rd Floor, Springfield, MA 01103 (413) 731-2342; www.psi.peoples.com
ST. GERMAIN INVESTMENT MANAGEMENT
1500 Main St., 25th Floor, Springfield, MA 01115 (413) 733-5111; www.stgermaininvestments.com
UBS FINANCIAL SERVICES
One Monarch Place, Suite 1400, Springfield, MA 01144 (413) 785-4900; www.ubs.com
RAYMOND JAMES
1500 Main St., 17th Floor, Springfield, MA 01115 (413) 372-6600; www.rjaspringfieldma.com
22 2024 BOOK OF LISTS << FINANCIAL SERVICES >>
BusinessWest