Page 22 - BusinessWest 2025 Book of Lists

FINANCIAL SERVICES/BROKERAGE FIRMS RANKED BY NUMBER OF LICENSED BROKERS IN WESTERN MASS.
This List is Sponsored by: NBT Bank www.nbtbank.com
COMPANY
LICENSED
BROKERS IN
W.MASS.
BRANCH
MANAGER SERVICES
1
CHARTER OAK FINANCIAL
330 Whitney Ave., Suite 600, Holyoke, MA 01040
(413) 539-2000; www.charteroakfinancial.com
72 Brendan Naughton Risk management (including life insurance, disability income insurance, and long-term-care insurance);
business planning and protection; retirement planning and investments; fee-based financial planning
2 NORTHWESTERN MUTUAL / THE PIZZUTI GROUP
20 Church St., Suite 710, West Hartford, CT 06107
(860) 724-4288; www.downtownhartfordnm.com
35 Corey Caron Private client services; brokerage services; advisory services; annuities; life insurance; disability income;
long-term care; employee benefits; local offices in Greenfield, Northampton, Springfield, and Hartford
3
BAYSTATE FINANCIAL
330 Whitney Ave., Suite 610, Holyoke, MA 01040
(413) 322-1147; www.baystatefinancial.com
28 Robert Cosenza Life insurance; short- and long-term disability; insurance; annuities; investments; workplace financial
education; long-term care insurance; personal lines property and casualty insurance
4
ST. GERMAIN INVESTMENT MANAGEMENT
1500 Main St., 25th Floor, Springfield, MA 01115
(413) 733-5111; www.stgermaininvestments.com
24 Michael Matty Full-service investment management; financial, estate, and succession planning; wealth management
5
MERRILL LYNCH
One Monarch Place, Suite 2300, Springfield, MA 01144
(413) 747-6900; www.fa.ml.com
22 James Capella Brokerage; personal credit; insurance; home-financing, trust, and business-financing services; retirement
and group employee benefits; investment management; financial planning
6
MORGAN STANLEY
1500 Main St., 19th Floor, Springfield, MA 01115
(413) 734-7311; www.morganstanley.com
20 John Carty Brokerage and investment-advisory services; financial and wealth planning; credit and lending; cash
management; annuities and insurance; retirement; trust
6 PEOPLE’S SECURITIES INC., A SUBSIDIARY OF PEOPLE’S UNITED BANK
1391 Main St., 3rd Floor, Springfield, MA 01103
(413) 731-2342; www.psi.peoples.com
20 Mary Couture Financial guidance; investment planning; retirement planning; income planning; managed portfolios;
annuities; life insurance; long-term care
6
UBS FINANCIAL SERVICES
One Monarch Place, Suite 1400, Springfield, MA 01144
(413) 785-4900; www.ubs.com
20 Gabriel D’Amica Full-service brokerage firm catering to ultra-high-net-worth and high-net-worth individuals; providing
wealth management starting with plan
9
RAYMOND JAMES
1500 Main St., 17th Floor, Springfield, MA 01115
(413) 372-6600; www.rjaspringfieldma.com
13 Mark Teed Full-service investment management; financial planning; advisory services
Continued on page 22 >>
Integrity. Experience. Commitment.
Integrity. Experience. Commitment.
Integrity. Experience. Commitment.
535 East Street, Ludlow, MA 01056 1252 Elm Street, Suite 28, West Springfield, MA 01089
413.589.1500 www.PVFinancial.com
Securities and advisory services offered through Commonwealth Financial Network®, Member FINRA/SIPC, a Registered Investment Adviser. Fixed insurance products
and services are separate from and not offered through Commonwealth Financial Network®.
2025 BOOK OF LISTS
20 << FINANCIAL SERVICES >>
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