Page 32 - 2021 BusinessWest Resource Guide

FINANCIAL SERVICES/BROKERAGE FIRMS
RANKED BY NUMBER OF LICENSED BROKERS IN WESTERN MASS.
COMPANY
LICENSED BROKERS IN W.MASS.
BRANCH MANAGER
SERVICES
1
3
5
5
9
CHARTER OAK FINANCIAL
330 Whitney Ave., Suite 600, Holyoke, MA 01040 (413) 539-2000; www.charteroakfinancial.com
NORTHWESTERN MUTUAL / THE PIZZUTI GROUP
2
4
5
Corey Caron
David Lusteg
Mary Couture
Gabriel D’Amica
Raymond Lukas
Private client services; brokerage services; advisory services; annuities; life insurance; disability income; long- term care; employee benefits; local offices in Greenfield, Northampton, Springfield, and Hartford
Brokerage; personal credit; insurance; home-financing, trust, and business-financing services; retirement and group employee benefits; investment management; financial planning
Financial guidance; investment planning; retirement planning; income planning; managed portfolios; annuities; life insurance; long-term care
Full-service brokerage firm catering to ultra-high-net-worth and high-net-worth individuals; providing wealth management starting with plan
Personal; commercial; life; financial services; retirement planning; employee benefits
29 South Main St., West Hartford, CT 06107 (413) 748-6000; www.downtownhartfordnm.com
MERRILL LYNCH
BAYSTATE FINANCIAL
330 Whitney Ave., Suite 610, Holyoke, MA 01040 (413) 322-1147; www.baystatefinancial.com
One Monarch Place, Suite 2300, Springfield, MA 01144 (413) 747-6900; www.fa.ml.com
PEOPLE’S SECURITIES INC., A SUBSIDIARY OF PEOPLE’S UNITED BANK
MORGAN STANLEY
1500 Main St., 19th Floor, Springfield, MA 01115 (413) 734-7311; www.morganstanley.com
1391 Main St., 3rd Floor, Springfield, MA 01103 (413) 731-2342; www.psi.peoples.com
ST. GERMAIN INVESTMENT MANAGEMENT
1500 Main St., 25th Floor, Springfield, MA 01115 (413) 733-5111; www.stgermaininvestments.com
UBS FINANCIAL SERVICES
5
10 CHASE,CLARK,STEWARTANDFONTANA
101 State St., 8th Floor, Springfield, MA 01102 (413) 788-4531; www.chaseins.com
One Monarch Place, Suite 1400, Springfield, MA 01144 (413) 785-4900; www.ubs.com
RAYMOND JAMES
1500 Main St., 17th Floor, Springfield, MA 01115 (413) 372-6600; www.rjaspringfieldma.com
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35
28
25
20
20
20
20
15
11
Brendan Naughton
Daniel Goggins
John Carty
Michael Matty
Mark Teed
Risk management (including life insurance, disability income insurance, and long-term-care insurance); business planning and protection; retirement planning and investments; fee-based financial planning
Life insurance; short- and long-term disability; insurance; annuities; investments; workplace financial education; long-term care insurance; personal lines property and casualty insurance
Brokerage and investment-advisory services; financial and wealth planning; credit and lending; cash management; annuities and insurance; retirement; trust
Full-service investment management; financial, estate, and succession planning; wealth management
Full-service investment management; financial planning; advisory services
ROLLOVER! Good IRA.
Retirement plans often get left behind when someone changes jobs. Let us here at Raymond James educate you about all of your options regarding your retirement accounts.
We can help simplify your rollover choices. Contact us for all the details.
1500 Main St, Suite 1700 Springfield, MA 01115 413.372.6600 // 877.256.3780 raymondjames.com
Raymond James & Associates, Inc., member New York Stock Exchange/SIPC
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30 RESOURCE GUIDE 2021
FINANCIAL SERVICES
BusinessWest