Page 25 - BusinessWest July 24, 2023

FINANCIAL SERVICES/BROKERAGE FIRMS RANKED BY NUMBER OF LICENSED BROKERS IN WESTERN MASS.
COMPANY
LICENSED BROKERS IN W.MASS.
BRANCH MANAGER
SERVICES
1
1
1
0
PNCU FINANCIAL SERVICES
47 46 Main St., Chicopee, MA 01020; (413) 693-0273
2002 Boston Road, Wilbraham, MA 01095; (413) 333-5047 www.pncu.com
47 PROSPERITEA PLANNING
3 Grinnell St., Greenfield, MA 01301
(413) 829-4832; www.prosperiteaplanning.com
47 RAMONFINANCIALSERVICES,LLC
217 Greenfield Road, South Deerfield, MA 01373 (413) 665-3932; www.ramonfinancial.com
61 KULIGFINANCIALADVISORS
734 Longmeadow St., Suite 300, Longmeadow, MA 01116
(413) 565-2839; www.kuligfinancial.com
Continued from page 21
Christopher Casale
Wendy Marsden Matthew Ramon
Nola Kulig
Retirement; financial planning; college education; life and long-term-care insurance; mutual funds; stocks, bonds, and annuities
Fee-only, comprehensive financial services to clients under an annual retainer model which includes investment advising, tax planning, tax preparation, and comprehensive financial-planning services to individuals, estates, and occasionally small businesses
Investment advisory and brokerage services; retirement planning; income-tax planning; estate planning; wealth management; life and long-term-care insurance; 401k plans; SIMPLE IRAs
Finance planning; retirement planning; spending plans; college funding; asset management; 401(K) advice
>>
Corporate
Where Is This Information Being Kept?
The disclosures will be made to a centralized fed- eral database under FinCEN. These reports will not be accessible to the general public, but will solely be used by law-enforcement agencies, government regu- lators of financial institutions, the Treasury Depart- ment, and certain foreign authorities requesting infor- mation through federal agencies.
How Should You Prepare Now?
Entities should first consult with an attorney to understand whether they qualify for an exemption or whether the CTA will require them to submit reports to FinCEN. Then, the owners and managers should decide when they want to file their initial disclosure and begin the process of gathering the required reporting information.
Finally, it is highly recommended that they imple- ment a system to keep the reporting information accurate and up to date, so they know when updated
reports need to be filed. The reporting companies should communicate with their clients to assist in fil- ing these new reports and to have their own informa- tion ready and available to disclose to FinCEN. BW
Jennifer Sharrow is an associate at Bacon Wilson and a member of the firm’s business and corporate department, specializing in business matters, financing, and commercial real-estate transactions.
Springfield deserves better. They’re trying.
Weekdays 5:30 to 10:00AM
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